11 November 2009 90 2K Report

In the thread on "propositions" on the philosophy group site I remarked that if grammar allows illimitable recombination, it is metaphysically possible to generate an infinite number of sentences – one could, for example understand a 'possible' sentence as "a sentence that is uttered in some possible world".

True to the 'nominalist turn' of the discussion on propositions, I'd like to anticipate the objections of a David Lincicome that the introduction of possible worlds threaten yet another ontological proliferation. We've got problems enough with such notions as 'propositions' and 'states of affairs' – if our analysis calls for yet more ontological structure we might as well go the whole hog and start swinging Tarzan-like from one kind of 'entity' to another through an entire jungle of ontology.

My defence – if it stands as such – is that one's ontology is relative to one's theory. Commitment to a theory implies commitment to the ontology of that theory so, if we accept that possible world analysis (PWA) serves any purpose at all, we must accept the commitment WITHIN THE THEORY to 'possible worlds'. But the relativistic proviso is crucial to our understanding of the role of the theory: if we accept the weak claim that PWA "serves some purpose", then 'possible worlds' are NO MORE THAN theory-dependent entities. The metaphysical problem arises when we try to generalise the ontology of the theory to the ontology of unmodified quantification – when we pass from saying "it is possible that there such-and-such an entity" to "there is such-and-such a possible entity".

DE DICTO and DE RE MODALITY

This is no more than the classic distinction between de dicto and de re. In first-order modal logic, the distinction can be given thus:

i. ◊ [(∃x) x is Sherlock Holmes]

and

ii. (∃x) ◊ [x is Sherlock Holmes]

As far as the grammatical resources of our everyday language allow, we can give the metaphysical distinction between (i) and (ii) as being the distinction between (i) saying that it is possible "that Sherlock Holmes exists" and (ii) saying that Sherlock Holmes "existed possibly". The first does no more than say that it is not impossible that there could have been a Sherlock Holmes. This is acceptable enough – after all, if it was logically impossible to conceive of Sherlock Holmes existing, Conan-Doyle would have had a short career as a writer. The second makes a much stronger claim – it says that *there is* some thing that is a 'possible Sherlock Holmes': that is to say, the existential quantifier in (ii) ranges over the same domain as the existential quantifier in

ii*. (∃x) x is Nicolas Sarkozy

(the distinction being that (ii*) says some thing is a 'Nicolas Sarkozy' while (ii) says that some thing is a 'POSSIBLE Sherlock Holmes'). Ontologically, (i) says that it is possible that there be some entity while (ii) says that there is some possible entity. However, and if we reformulated (ii) in second order, we'd see that we're not really taking about a "possible entity", but about a "possible property" that some (real) entity has in the same way that (real) entities have 'actual' properties. Thus, (ii) claims that there IS a (real) entity which has the "possible property" of being Sherlock Holmes, and that this entity inhabits the same universe as an entity which has the 'real' property of being Nicolas Sarkozy. (ii) is making an ontological commitment over and above the theory-relative ontology of (i): the quantifier in (ii) is modally unmodified, and ranges over the same domain as the quantifier in (ii*) – and whatever that domain might be, it is the domain in which we usually make distinctions between 'real' and 'fictional' characters.

Let us imagine – as is indeed the case –that we know nothing about the bound variable 'x' in (ii) other than that this x is a "possible Sherlock Holmes". This implies that we are allowing into our ontology 'real' entities that have nothing but 'possible' properties – in layman's terms, we're saying that somewhere out there in the real universe there is a thing that is "a possible Sherlock Holmes". Furthermore, the ONLY property by which we can individuate this entity is that it is a 'possible Sherlock Holmes' – which implies that we are accepting as 'real' entities that have NOTHING BUT 'possible properties' (a more sophisticated argument could distinguish between the intrinsic and extrinsic properties of such entities, in which case we would remark that the strong de re thesis implies that such an entity would have *intrinsic* 'possible properties').

Whether or not we're willing to accept "possibilia" alongside the 'real' or 'actualised' entities that make up our everyday world is a matter of preference. The nominalist will prefer to hold that all such talk is nothing but talk; the realist will be more willing to extend his ontology if 'real' possibilia serve some explanatory end.

POSSIBLE WORLDS

Being of the nominalist turn myself, I'd defend use of PWA insofar as 'possible worlds' might perhaps be *no more than* a way of giving a semantics for 'meaningful counterfactuals' of the "if E had happened, F would have happened" kind. As such counterfactuals are common in our everyday talk, the interest of giving such a semantics is evident: for example, one conception of causation is commonly expressed by statements such as "if the first object had not been, the second never would have existed". For traditional semantics, such sentences are simply false – things are, or are not; and if they are not, there aren't any "different ways" in which they are not. Nonetheless, a lot of science (and of everyday talk about action and results) turns on such counterfactuals being at least meaningful; PWA gives us a way of getting to grips with that 'meaningfulness'.

All the same, I'd stress that it's one thing when, for the ends of linguistic investigation, we accept an axiomatisable system of semantic analysis and the quantification over domains relative to that system. As long as existential quantification is limited to a world W, then all we are accepting is that some thing 'x' exists RELATIVE TO W; unless we specify that W is, or includes, the 'actual world', we are making no claims about the "existence" of 'x' in 'the real world'. It is, however, quite another thing to hold that possible-world quantification ranges over a sub-universe of modally-unmodified quantification. In this second case, there is some 'real' thing 'x' in the universe of unmodified quantification, and this real thing has some property in some possible world W.

In other words, we can prefer a de dicto understanding of PWA to a de re understanding; this preference is given by avoiding situations in which quantification over possible worlds falls within the scope of a modally-unmodified existential quantifier. This is clear when we look at statements of 'possible existence': if we take a common-enough statement, such as "Sherlock Holmes could have existed", the de dicto PWA reading would be

iii. (∃w) [(∃x) x is in w & x is Sherlock Holmes]

while the de re reading would be

iv. (∃x) (∃w) [x is in w & x is Sherlock Holmes]

(iii) says that there is some possible world in which "there is a Sherlock Holmes" is true, while (iv) says that "there is a Sherlock Holmes in some possible world" is true. In (i), the existential quantifier binding 'x' is limited in its scope by the quantification over 'w' to 'w' alone; in (iv) it ranges over every kind of entity, whether that entity is in 'w' or outside 'w', and asserts that there is some entity that has (at least or at most) the property of being Sherlock-Holmes-in-w.

The analysis is slightly different when we imagine possible characteristics of real (historical) people. Take, for example, "Hitler could have been a pacifist". Allowing that "Hitler" names a unique individual, the de dicto reading follows (iii):

v. (∃w) [(E!x) (x is Hitler & x is in w) & pacifist, x]

and a strict de re reading following (iv) would give

vi. (∃ !x) (∃w) [(x is Hitler & x is in w) & pacifist, x]

Now, (vi) tells us that there is exactly one thing 'x' such that 'x' is Hitler in some world 'w' and that 'x' is a pacifist. Being "Hitler-in-a-world" sounds remarkably like counterpart theory: a more Kripkean view might be

vi*. (∃ !x) x is Hitler & (∃w) [(x is in w & pacifist, x)]

(vi) is a bit worrying as it says that, among all the things that make up our universe, there is exactly one which might have the property of being a "possible pacifistic Hitler" (and this is the same worry we get when faced with a realistic understanding of counterpart theory). But then (vi*) isn't any better, as it says of "our" Hitler – that is, the chap who thought WWII was a good political move - that he *is* a pacifist-in-w. For my part, I don't think we can talk of "our" Hitler and say that it's possible that he *is* a pacifist "somewhere else" – "our Hitler" is not a metaphysical essence but a physical object and series of events and processes which we know or infer from a certain set of evidence. On this understanding, the evidence for a historical personage such as Hitler is taken to be entirely 'documentary' (we would perhaps do better with "Napoleon", as there is little chance that anyone could have direct perceptual acquaintance with the putative object). For various reasons, I don't think Kripke's analysis works for grammatical objects for which we have no direct deictic evidence (that is, where there can be no 'initial deictic baptism' of the object for a person previously unacquainted with that object). Like the first St Thomas, I need to be able to see, touch, taste, hear, or smell in order to associate the name and its putative object – I can't take it on faith. The objects of deictic naming are different – it so happens that my friend Matthieu is tall; he could have been short. If "Matthieu" functions as a Kripkean constant and designates the same entity in every world, there's no need to quantify – I need only assert

vii. (∃w) [Matthieu is in w & short, Matthieu]

***

In conclusion, (iii), (v) - and for that matter, (vii) – allow for the "possible Sherlock Holmes", the "possible pacifistic Hitler", and the "possible short Matthieu" as 'beings in possible worlds', thus avoiding the stronger commitment to 'possible beings'. As for the possible worlds themselves, there's no reason why we shouldn't accept them as *narrative devices* or *narrative spaces*. Use of a possible world is something like the "suspension of disbelief" of Coleridge relativised to a coherent narrative - in the case of Sherlock Holmes, this is exactly what we do when we say that Sherlock Holmes was addicted to cocaine rather than opium, or that he didn't get the best of Irene Adler. While we "know" that Holmes doesn't exist in the 'actual' world, that Hitler wasn't a pacifist, and that Matthieu is tall, we can for the sake of whatever hypothesis we're testing admit that things "could be otherwise". But there's no reason why the "way things could be" should be any more than a linguistic construct.

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