Dear colleague Sapna Bondwal,

Have a nice time and good day.

Herein fined all what you need about optical properties from A to Z. in details including the direct and indirect transition akso the references are included.

Due to the format of the Equations, it is included in the attached file so check the Eq. No. the see it in the attached file.

First you measure transmittance, T reflectance, R and/or absrobance using any spectrometer. 

If your spectrometer is not calibrated so you need to  calibrate your measured parameters otherwise go to step 2. Herein fined how to calculate the optical gap and constants of the film also the references are mentioned and all you need to overcame the all problems of optical properties [five items]. Due to the format of Equations it is attached in a separate file, just you know the equation number please check it through the attach file.

1- How to calculate the correction of T and R?

The reflectance was measured at normal incidence with an aluminum reference mirror. The absolute values of  transmittance, T and reflectance R of the substrates after correcting the  are given by [[**]A. A. Sagade,  R. Sharma, Sensors and Actuators B: Chemical, 133 (2008) 135-143 [**] M. Dongol, M. M. El-Nahass, A. El-Denglawey, A.F. Elhady, A.A. Abuelwafa. Current Applied. Physics 12 (2012) 1178.]

Equation No.……………………………...... (1)

Ift and Iq are the intensities of the light passing through the film-quartz system and the reference quartz, respectively, and Rq is the reflectance of quartz. In addition, if the intensity of light reflected from the sample mirror reaching the detector is Ifr and that reflected from the reflectance reference mirror is Im, then

Equation No.…………………… (2)

Ifr is the intensity of light reflected from the sample reaching the detector and Rm is the mirror reflectance.

T and R spectra were performed on thin film samples with single face. Extinction coefficient, k and refractive index, n were calculated using T, R and thickness d taking into account the experimental error of   the film thickness. T and R.

2- How to calculate  Absorption and extinction coefficient?

T, R and d are used to calculate the absorption coefficient, α

according to [[**]A. El-Denglawey, M. Dongol, M.M  El-Nahass, J. Lumin 130 (2010) 801.]:

Equation No.………………………….…….…… (3)

α is given by:

Equation No. …………………………………… (4)

The calculated α is included within high absorption region (α ≥ 104 (cm)-1).  

Extinction coefficient, k of TiO2 film is calculated by using:

Equation No. ……………………………………….…. (5)

3- How to calculate  Optical gap?

            An absorption edge of semiconductors corresponds to the threshold of charge transition between the highest nearly filled band and the lowest nearly empty band. According to inter-band absorption theory, the film’s optical gap can be calculated according to [[**]J. Tauc (Ed.). Amorphous and Liquid Semiconductors, Plenum, New York, 1976].

Equation No.…………………………. (6)

 A is a parameter of transition probability, it measures the disorder of material 

A = 4πσmin / nc∆E, Where  σmin is the minimum metallic conductivity, n is the refractive index, c is the light-velocity, and  ∆E = ∆Ec - ∆Ev   represents the  band tailing

[[**]M. M. El-Nahass, M. H. Ali, A. El-Denglawey Trans. Nonferrous Met. Soc.     China 22(2012) 3003−3011].  

is the optical gap of the material, hυ is the incident photon energy and r is the transition coefficient. The reported values of r are 2 for the measurement of indirect optical gap and 1/2 for direct optical band gap.

4- To determine the value of r plot the relation.

In case you know the value of Eg from the literature you can use:  ln (αhυ) = ln B+ r ln(hυ- Egopt) and find the value of r from the slope of the line for Ex.

 May you have both direct  and indirect band gap

The indirect optical gap, is evaluated by extrapolating the straight line part of (αhν)1/2 curves with energy axes (hυ) i.e (αhυ)1/2 = 0  according to eq:

Equation No.……………………………. (7)

Direct optical gap,  is evaluated by extrapolating the straight line part of (αhν)2 curves with energy axes (hυ) i.e (αhυ)2 = 0  according to eq:

Equation No.……………………………. (8)

Both direct, and indirect, optical gaps of TiO2 films may be found.

OR

to find the value of r the relation between (αhν)^1/r and incident energy (hν) for all values of r should be figured. The value of r which release a straight line represent the value of r and the electronic transition type.

5- How to calculate refractive index and dielectric constant?

Both R, and k at different λ were used to calculate refractive index, n according to:

[[**] T. S. Moss. Optical Process in semiconductor. Butter Worths, London, 1959.]

Equation No.     ………………………….… (9)

The dispersion of refractive index of the films is analyzed by the concept of the single oscillator and can be expressed by the Wemple–DiDomenico (WDD) relationship[ [**][S. H. Wemple, M. DiDomenico. Phys. Rev. B 3 (1971) 1338-1351] as: 

Equation No.          ……………….(10)

 Eo is the single-oscillator energy and Ed is the dispersion energy which is a measure of the intensity of the inter-band optical transition, it does not depend significantly on the band gap. The oscillator parameters can be determined  by fitting a straight line to the experimental points according to [[**][A. El-Denglawey. J. Non-Cryst. Solids 357 (2011) 1757-1763].

Plotting  vs (hν)2 allows to determine the oscillator parameters by fitting a straight line to the experimental points. By extrapolating the linear part of WDD optical dispersion relationship towards the infrared spectral region (hν = 0), static refractive index n(0), could be defined by the infinite wavelength dielectric constant ε∞ or n(0)2,

The relation between the lattice dielectric constant εL, and the refractive index, n as

[[**] A. El-Denglawey. J. Non-Cryst. Solids 357 (2011) 1757-1763.]:

Equation No. ………………………………….(11)

where εL is the lattice dielectric constant, N/m* is the ratio of the carrier concentration to the effective mass, c is the speed of light, and e is the electronic charge, εo is the permittivity of free space. The linearity of the plots of n2 versus λ2, verifying of Eq. (11). The value of εL is determined from the extrapolation of these plots to λ2 = 0 and N/m* from the slope of the graph.

Please notice that there is a direct calculation of ( hu) by this relation using wave length only.

E= hu =1240/wavelength (nm). 

I wish that is useful and help you.

Don't hesitate to ask about any thing concerning optical, electrical and structural properties.

Good luck

Yours

A. El-Denglawey

The optical properties (phase shift and absorption) are found by taking the square root of the (complex) dielectric function (relative permittivity). See for instance the section Relative permittivity and permeability on https://en.wikipedia.org/wiki/Refractive_index

You can derive this from the Maxwell equations together with a constitutive relation between the polarization of the medium, and the electric field. If the medium is conducting, this also must be taken care of by using the relation between electric current and electric field.

If you have a complex refractive index of form N=n+j*k, then you can calculate the complex dielectric function as Epsilon= epsilon1+j*epsilon2 where

epsilson1=n^2-k^2 and

epsilon2= 2nk

For conductive materials with conductivity sigma at frequency f:

epsilon2=-sigma(2*pi*f*epsilon_0)

For nanostructures you need to be careful because you may have additional surface losses while the above only is correct for bulk material.

Dear colleague Sapna Bondwal,

Have a nice time and good day.

Herein fined all what you need about optical properties from A to Z. in details including the direct and indirect transition akso the references are included.

Due to the format of the Equations, it is included in the attached file so check the Eq. No. the see it in the attached file.

First you measure transmittance, T reflectance, R and/or absrobance using any spectrometer. 

If your spectrometer is not calibrated so you need to  calibrate your measured parameters otherwise go to step 2. Herein fined how to calculate the optical gap and constants of the film also the references are mentioned and all you need to overcame the all problems of optical properties [five items]. Due to the format of Equations it is attached in a separate file, just you know the equation number please check it through the attach file.

1- How to calculate the correction of T and R?

The reflectance was measured at normal incidence with an aluminum reference mirror. The absolute values of  transmittance, T and reflectance R of the substrates after correcting the  are given by [[**]A. A. Sagade,  R. Sharma, Sensors and Actuators B: Chemical, 133 (2008) 135-143 [**] M. Dongol, M. M. El-Nahass, A. El-Denglawey, A.F. Elhady, A.A. Abuelwafa. Current Applied. Physics 12 (2012) 1178.]

Equation No.……………………………...... (1)

Ift and Iq are the intensities of the light passing through the film-quartz system and the reference quartz, respectively, and Rq is the reflectance of quartz. In addition, if the intensity of light reflected from the sample mirror reaching the detector is Ifr and that reflected from the reflectance reference mirror is Im, then

Equation No.…………………… (2)

Ifr is the intensity of light reflected from the sample reaching the detector and Rm is the mirror reflectance.

T and R spectra were performed on thin film samples with single face. Extinction coefficient, k and refractive index, n were calculated using T, R and thickness d taking into account the experimental error of   the film thickness. T and R.

2- How to calculate  Absorption and extinction coefficient?

T, R and d are used to calculate the absorption coefficient, α

according to [[**]A. El-Denglawey, M. Dongol, M.M  El-Nahass, J. Lumin 130 (2010) 801.]:

Equation No.………………………….…….…… (3)

α is given by:

Equation No. …………………………………… (4)

The calculated α is included within high absorption region (α ≥ 104 (cm)-1).  

Extinction coefficient, k of TiO2 film is calculated by using:

Equation No. ……………………………………….…. (5)

3- How to calculate  Optical gap?

            An absorption edge of semiconductors corresponds to the threshold of charge transition between the highest nearly filled band and the lowest nearly empty band. According to inter-band absorption theory, the film’s optical gap can be calculated according to [[**]J. Tauc (Ed.). Amorphous and Liquid Semiconductors, Plenum, New York, 1976].

Equation No.…………………………. (6)

 A is a parameter of transition probability, it measures the disorder of material 

A = 4πσmin / nc∆E, Where  σmin is the minimum metallic conductivity, n is the refractive index, c is the light-velocity, and  ∆E = ∆Ec - ∆Ev   represents the  band tailing

[[**]M. M. El-Nahass, M. H. Ali, A. El-Denglawey Trans. Nonferrous Met. Soc.     China 22(2012) 3003−3011].  

is the optical gap of the material, hυ is the incident photon energy and r is the transition coefficient. The reported values of r are 2 for the measurement of indirect optical gap and 1/2 for direct optical band gap.

4- To determine the value of r plot the relation.

In case you know the value of Eg from the literature you can use:  ln (αhυ) = ln B+ r ln(hυ- Egopt) and find the value of r from the slope of the line for Ex.

 May you have both direct  and indirect band gap

The indirect optical gap, is evaluated by extrapolating the straight line part of (αhν)1/2 curves with energy axes (hυ) i.e (αhυ)1/2 = 0  according to eq:

Equation No.……………………………. (7)

Direct optical gap,  is evaluated by extrapolating the straight line part of (αhν)2 curves with energy axes (hυ) i.e (αhυ)2 = 0  according to eq:

Equation No.……………………………. (8)

Both direct, and indirect, optical gaps of TiO2 films may be found.

OR

to find the value of r the relation between (αhν)^1/r and incident energy (hν) for all values of r should be figured. The value of r which release a straight line represent the value of r and the electronic transition type.

5- How to calculate refractive index and dielectric constant?

Both R, and k at different λ were used to calculate refractive index, n according to:

[[**] T. S. Moss. Optical Process in semiconductor. Butter Worths, London, 1959.]

Equation No.     ………………………….… (9)

The dispersion of refractive index of the films is analyzed by the concept of the single oscillator and can be expressed by the Wemple–DiDomenico (WDD) relationship[ [**][S. H. Wemple, M. DiDomenico. Phys. Rev. B 3 (1971) 1338-1351] as: 

Equation No.          ……………….(10)

 Eo is the single-oscillator energy and Ed is the dispersion energy which is a measure of the intensity of the inter-band optical transition, it does not depend significantly on the band gap. The oscillator parameters can be determined  by fitting a straight line to the experimental points according to [[**][A. El-Denglawey. J. Non-Cryst. Solids 357 (2011) 1757-1763].

Plotting  vs (hν)2 allows to determine the oscillator parameters by fitting a straight line to the experimental points. By extrapolating the linear part of WDD optical dispersion relationship towards the infrared spectral region (hν = 0), static refractive index n(0), could be defined by the infinite wavelength dielectric constant ε∞ or n(0)2,

The relation between the lattice dielectric constant εL, and the refractive index, n as

[[**] A. El-Denglawey. J. Non-Cryst. Solids 357 (2011) 1757-1763.]:

Equation No. ………………………………….(11)

where εL is the lattice dielectric constant, N/m* is the ratio of the carrier concentration to the effective mass, c is the speed of light, and e is the electronic charge, εo is the permittivity of free space. The linearity of the plots of n2 versus λ2, verifying of Eq. (11). The value of εL is determined from the extrapolation of these plots to λ2 = 0 and N/m* from the slope of the graph.

Please notice that there is a direct calculation of ( hu) by this relation using wave length only.

E= hu =1240/wavelength (nm). 

I wish that is useful and help you.

Don't hesitate to ask about any thing concerning optical, electrical and structural properties.

Good luck

Yours

A. El-Denglawey

Thanks to all.

Dear A. Eldenglawey you have provided a very well organised description of the whole procedure to calculate optical constants.

I am particularly inetersted in semiconductor quantum dots their optical properties and effects of passivation/doping  on the same properties

If you are really serious about it, here is some literature for you to start with.

https://www.giss.nasa.gov/staff/mmishchenko/

https://books.google.com/books/about/Light_Scattering_by_Nonspherical_Particl.html?id=qT3DwjHXA9cC&source=kp_cover

Dear Dr.

Greeting

The average electronic polarizability of ions is considered to be one of the most significant characteristics of any material. It is closely related to the applicability in the field of optics and electronics. It was found that, optical non-linearity is caused by the electronic polarization of the material as its exposure to intense light beams. Hence, the nonlinear response of the material is governed by the electronic polarizability. For this purpose, the

high optical nonlinearity materials have to be designed or manufactured on the basis of a correlation linked between optical non-linearity and the other electronic properties which can be easily understandable and accessible. Duffy, Dimitrov and Sakka correlated many independent linear optical entities to the electronic polarizability. This polarizability approach, predominantly gives the insight into the strong relation between covalent/ionic nature of materials and other optical parameters. For isotropic substances such as non crystalline compositions, the average molar refraction is given by the Lorentz-Lorenz equation.

You can read more about the:

"Studies on dielectric properties, opto-electrical parameters and electronic polarizability of thermally evaporated amorphous Cd50S50-xSex thin films"

Please go to:

Article Studies on dielectric properties, opto-electrical parameters...

You will find related topics, they will help you.

Regards

Yours,

Ahmed